Broker Check

Company Retirement Plans

Horizon Wealth Management can help your business attract and retain key employees and foster a higher level of employee satisfaction through a well-designed and implemented retirement plan. We will provide plan design assistance, coordinate implementation and deliver information on plan investments as prepared by the product sponsor for any size business. We help businesses in the following ways:

Investment Policy Statement – As fiduciary of your retirement plan you are responsible for maintaining an investment policy, which defines the investment goals and establishes investment management procedures. We help you develop your investment policy statement.

404c Compliance Assistance – ERISA 404(c) requires that the plan be monitored regularly to make certain it is following your investment policy. We send quarterly updates on the investments offered in your plan to assist you in monitoring performance. These updates include risk, return, expense, and benchmark comparison data.

Employee Education Meetings – We are available to conduct employee meetings to discuss current plan features, investment options offered in the plan, and why participants should start saving for retirement. Access to a Wide Variety of Investment Options – We will help you determine an appropriate mix of investments for your employees’ individual needs.

One-on-one Investment Assistance – We offer to meet individually with plan participants to help them develop a personal investment plan.

Our Service Commitment – We promise to return calls promptly, meet at your convenience, and determine timely statements to plan participants.

Ease of Implementation – We work hard to make the transition to Horizon Wealth Management easy for you.

Local Offices – We have offices in New Albany, Indiana and Louisville, Kentucky.